SEC Form 4 · accession 0001601712-18-000275
Synchrony Financial · SYF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret M Keane
Officer — See remarks · Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent UnitF1 | Nov 15, 2018 | A | 2,002 | $26.51 | A | 395,854 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 85, 152, 325, 771 and 669 dividend equivalent units accrued on November 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Remarks
President and Chief Executive Officer