SEC Form 4 · accession 0001601712-18-000211
Synchrony Financial · SYF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Guthrie
Director
Period of report
Jul 30, 2018
Accepted (ET)
Jul 31, 2018 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2018 | P | 10,000 | $29.53 | A | 25,997 | D | |
| Common StockF2 | holding | — | — | — | 10,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
- F2Mr. Guthrie is the Investment Manager of Guthrie 2012 Investments LP, which owns 10,000 shares of common stock. Mr. Guthrie disclaims beneficial ownership of the shares ofcommon stock held by Guthrie 2012 Investments LP, except to the extent of his direct pecuniary interest therein.