SEC Form 4 · accession 0001601712-18-000181
Synchrony Financial · SYF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Whynott
Officer — See remarks
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent UnitF1 | May 17, 2018 | A | 157 | — | A | 50,469 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 3, 15, 13, 43, 20, 23 and 39 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Remarks
Executive Vice President, Chief Risk Officer