SEC Form 4 · accession 0001601548-17-000029
V2X, Inc. · VVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Klein
Officer — SVP, Chief Financial Officer
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601548
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Vectrus, Inc. Common StockF1 | Mar 6, 2017 | M | 2,044 | $0.00 | A | 20,244 | D | |
| Vectrus, Inc. Common Stock | Mar 6, 2017 | F | 636 | $21.83 | D | 19,608 | D | |
| Vectrus, Inc. Common StockF1 | Mar 6, 2017 | M | 1,280 | $0.00 | A | 20,888 | D | |
| Vectrus, Inc. Common Stock | Mar 6, 2017 | F | 453 | $21.83 | D | 20,435 | D | |
| Vectrus, Inc. Common StockF1 | Mar 6, 2017 | M | 2,166 | $0.00 | A | 22,601 | D | |
| Vectrus, Inc. Common Stock | Mar 6, 2017 | F | 808 | $21.83 | D | 21,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $21.98 | Mar 3, 2017 | A | 9,976 | A | — | Mar 3, 2027 | Vectrus, Inc. Common Stock | 9,976 | 9,976 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 3, 2017 | A | 5,596 | A | — | — | Vectrus, Inc. Common Stock | 5,596 | 5,596 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 6, 2017 | M | 2,044 | D | — | — | Vectrus, Inc. Common Stock | 2,044 | 4,088 | D |
| Restricted Stock UnitsF1,F5 | — | Mar 6, 2017 | M | 1,280 | D | — | — | Vectrus, Inc. Common Stock | 1,280 | 1,279 | D |
| Restricted Stock UnitsF1,F6 | — | Mar 6, 2017 | M | 2,166 | D | — | — | Vectrus, Inc. Common Stock | 2,166 | 0 | D |
Explanation of responses
- F1These restricted stock units ("RSUs") convert to Vectrus, Inc. common stock on a one-for-one basis.
- F2The awarded options will vest in three equal annual installments beginning on March 3, 2018.
- F3The awarded RSUs will vest in three equal annual installments beginning on March 3, 2018.
- F4These securities were previously granted on March 4, 2016 and vest in three equal annual installments beginning on March 4, 2017. Because the vesting date of March 4, 2017 occurred on a Saturday and the calculation used the closing price on Monday, March 6, 2017, the deemed vesting date is March 6, 2017.
- F5These securities were previously granted on March 4, 2015 and vest in three equal annual installments beginning on March 4, 2016. Because the vesting date of March 4, 2017 occurred on a Saturday and the calculation used the closing price on Monday, March 6, 2017 the deemed vesting date is March 6, 2017.
- F6These securities were previously granted on March 6, 2014 and vest in three equal annual installments beginning on March 6, 2015.