SEC Form 4/A · accession 0001638599-18-000212
Pilgrim Bancshares, Inc. · PLRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher G McCourt
Officer — EVP, Treasurer & CFO
Period of report
Jan 23, 2018
Accepted (ET)
Feb 14, 2018 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2018 | A | 2,000 | $0.00 | A | 13,645 | D | |
| Common Stock | holding | — | — | — | 200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 650 | I | By Spouse IRA | |
| Common StockF4 | holding | — | — | — | 1,381 | I | By ESOP | |
| Common Stock | holding | — | — | — | 12,935 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $19.30 | Jan 23, 2018 | A | 10,000 | A | Jan 23, 2019 | Jan 22, 2028 | Common Stock | 10,000 | 10,000 | D |
| Stock OptionsF2 | $12.85 | holding | — | — | — | Jun 1, 2017 | Jun 1, 2026 | Common Stock | 18,000 | 18,000 | D |
Explanation of responses
- F1Includes shares of restricted stock. 10,000 shares of restricted stock vest at a rate of 20% per year commencing on June 1, 2017. 2,000 shares of restricted stock vest at a rate of 20% per year commencing on January 23, 2018.
- F2Stock options vest at a rate of 20% per year commencing on June 1, 2017.
- F3Stock options vest at a rate of 20% per year commencing on January 23, 2019.
- F4Reflects transactions not required to be reported pursuant to Section of the Securities Exchange Act of 1934, as amended.