SEC Form 4 · accession 0001638599-17-001233
Pilgrim Bancshares, Inc. · PLRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Golden
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 7, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | P | 2,500 | $18.80 | A | 5,850 | D | |
| Common Stock | holding | — | — | — | 5,640 | I | By IRA I | |
| Common Stock | holding | — | — | — | 4,360 | I | By IRA II | |
| Common Stock | holding | — | — | — | 10,000 | I | By IRA III |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.85 | holding | — | — | — | Jun 1, 2017 | May 31, 2026 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 1, 2017.
- F2Stock options vest at a rate of 20% per year commencing on June 1, 2017.