SEC Form 4 · accession 0001638599-17-000863
Pilgrim Bancshares, Inc. · PLRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G McCourt
Officer — EVP, Treasurer & CFO
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | P | 200 | $19.90 | A | 200 | I | By Spouse |
| Common StockF1 | holding | — | — | — | 11,645 | D | ||
| Common Stock | holding | — | — | — | 650 | I | By Spouse IRA | |
| Common StockF3 | holding | — | — | — | 1,381 | I | By ESOP | |
| Common Stock | holding | — | — | — | 12,935 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.85 | holding | — | — | — | Jun 1, 2017 | Jun 1, 2026 | Common Stock | 18,000 | 18,000 | D |
Explanation of responses
- F1Includes shares of restricted stock. Shares of restricted stock vest at a rate of 20% per year commencing on June 1, 2017.
- F2Stock options vest at a rate of 20% per year commencing on June 1, 2017.
- F3Reflects transactions not required to be reported pursuant to Section of the Securities Exchange Act of 1934, as amended.