SEC Form 4/A · accession 0001638599-17-000861
Pilgrim Bancshares, Inc. · PLRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William H Ohrenberger III
Director
Period of report
Aug 23, 2017
Accepted (ET)
Sep 5, 2017 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2017 | P | 100 | $19.40 | A | 4,450 | D | |
| Common Stock | Aug 23, 2017 | P | 5,000 | $19.48 | A | 5,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $17.45 | Jun 1, 2017 | A | 7,500 | A | Jun 1, 2018 | May 31, 2027 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Includes shares of restricted stock vest at the rate of 20% per year commencing on June 1, 2018.
- F2Stock options vest at a rate of 20% per year commencing on June 1, 2018.