SEC Form 4 · accession 0001638599-17-000856
Pilgrim Bancshares, Inc. · PLRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Ohrenberger III
Director
Period of report
Aug 30, 2017
Accepted (ET)
Sep 5, 2017 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2017 | P | 1,000 | $19.94 | A | 6,000 | I | By IRA |
| Common Stock | Aug 31, 2017 | P | 2,500 | $19.814 | A | 8,500 | I | By IRA |
| Common StockF1 | holding | — | — | — | 4,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $17.45 | Jun 1, 2017 | A | 7,500 | A | Jun 1, 2018 | May 31, 2027 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Includes shares of restricted stock vest at the rate of 20% per year commencing on June 1, 2018.
- F2Stock options vest at a rate of 20% per year commencing on June 1, 2018.