SEC Form 4 · accession 0001127602-19-009229
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Dougherty
Officer — SVP and CFO
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2019 | S | 25,621 | $84.8291 | D | 77,217 | D | |
| Common Stock | Feb 27, 2019 | M | 16,512 | $19.97 | A | 93,729 | D | |
| Common StockF2 | Feb 27, 2019 | S | 16,512 | $84.8742 | D | 77,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $19.97 | Feb 27, 2019 | M | 16,512 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 16,512 | 0 | D |
Explanation of responses
- F1Average weighted price is $84.8291, with a range from $84.75 to $84.995.
- F2Average weighted price is $84.8742, with a range from $84.83 to $84.97.
- F3Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.