SEC Form 4 · accession 0001127602-19-008688
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Alexander
Officer — SVP
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 2,342 | $30.26 | A | 78,720 | D | |
| Common Stock | Feb 25, 2019 | S | 2,342 | $84.554 | D | 76,378 | D | |
| Common Stock | Feb 25, 2019 | M | 15,000 | $31.00 | A | 91,378 | D | |
| Common StockF1 | Feb 25, 2019 | S | 15,000 | $84.5119 | D | 76,378 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $30.26 | Feb 25, 2019 | M | 2,342 | D | May 20, 2015 | May 19, 2024 | Common Stock | 2,342 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $31.00 | Feb 25, 2019 | M | 15,000 | D | Nov 18, 2015 | Nov 17, 2024 | Common Stock | 15,000 | 18,067 | D |
Explanation of responses
- F1Average weighted price is $84.5119, with a range from $84.46 to $84.56.
- F2Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F3The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.