SEC Form 4 · accession 0001127602-18-036673
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Soon Chai Gooi
Officer — SVP
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2018 | M | 12,971 | $31.00 | A | 235,738 | D | |
| Common StockF1 | Dec 14, 2018 | S | 12,971 | $61.1187 | D | 222,767 | D | |
| Common StockF2 | Dec 14, 2018 | S | 15,091 | $61.017 | D | 207,676 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $31.00 | Dec 14, 2018 | M | 12,971 | D | Nov 18, 2015 | Nov 17, 2024 | Common Stock | 12,971 | 0 | D |
Explanation of responses
- F1Average weighted price is $61.1187, with a range from $61.00 to $61.24.
- F2Average weighted price is $61.0170, with a range from $61.00 to $61.14.
- F3Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.