SEC Form 4 · accession 0001127602-18-035019
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S. Nersesian
Officer — President and CEO · Director
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2018 | M | 87,760 | $31.00 | A | 402,429 | D | |
| Common StockF2 | Nov 29, 2018 | S | 87,760 | $61.4451 | D | 314,669 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $31.00 | Nov 29, 2018 | M | 87,760 | D | Nov 18, 2015 | Nov 17, 2024 | Common Stock | 87,760 | 0 | D |
Explanation of responses
- F1The sale of the shares was made as part of Mr. Nersesian's personal investment and financial planning needs, including individual asset diversification.
- F2Average weighted price is $61.4451, with a range from $61.34 to $61.68
- F3Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.