SEC Form 4 · accession 0001127602-18-033560
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Soon Chai Gooi
Officer — SVP
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2018 | A | 37,194 | $0.00 | A | 208,933 | D | |
| Common Stock | Nov 14, 2018 | A | 13,834 | $0.00 | A | 222,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 14, 2018, pursuant to the Keysight Technologies, Inc. Long-Term Performance Program, 37,194 shares of common stock of the Keysight Technologies, Inc. were awarded to the reporting person.
- F2Includes 551.892 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
- F3Common stock underlying restricted stock units ("RSUs") granted on November 14, 2018 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in equal installments on each of the first four anniversaries of the grant date.