SEC Form 4 · accession 0001127602-18-033545
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Adam Wallace
Officer — SVP
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2018 | A | 8,010 | $0.00 | A | 40,345 | D | |
| Common Stock | Nov 14, 2018 | F | 178 | $57.46 | D | 40,167 | D | |
| Common Stock | Nov 14, 2018 | A | 8,933 | $0.00 | A | 49,100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 14, 2018, pursuant to the Keysight Technologies, Inc. Long-Term Performance Program, 8,010 shares of common stock of Keysight Technologies, Inc. were awarded to the reporting person. Under the Keysight Technologies, Inc. Deferred Compensation Plan, the reporting person has elected to defer 7,431 of such shares of common stock.
- F2Includes 50.535 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3
- F3The reporting person surrendered 178 shares to Keysight to satisfy the tax liability on the release of the Long-Term Performance shares in accordance with Rule 16b-3.
- F4Common stock underlying restricted stock units ("RSUs") granted on November 14, 2018 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in equal installments on each of the first four anniversaries of the grant date.