SEC Form 4 · accession 0001127602-18-020892
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Adam Wallace
Officer — SVP
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2018 | M | 15,462 | $29.83 | A | 55,177 | D | |
| Common StockF2 | Jun 12, 2018 | S | 15,462 | $61.5098 | D | 39,715 | D | |
| Common Stock | Jun 12, 2018 | M | 14,324 | $31.00 | A | 54,039 | D | |
| Common StockF3 | Jun 12, 2018 | S | 14,324 | $61.4876 | D | 39,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F5 | $29.83 | Jun 12, 2018 | M | 15,462 | D | Nov 20, 2014 | Nov 19, 2023 | Common Stock | 15,462 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F5 | $31.00 | Jun 12, 2018 | M | 14,324 | D | Nov 18, 2015 | Nov 17, 2024 | Common Stock | 14,324 | 4,775 | D |
Explanation of responses
- F1Includes 502.693 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3
- F2Average weighted price is $61.5098, with a range from $61.50 to $61.52.
- F3Average weighted price is $61.4876, with a range from $61.45 to $61.545.
- F4Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F5The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.