SEC Form 4 · accession 0001127602-18-012516
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ingrid A Estrada
Officer — SVP
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2018 | M | 15,566 | $19.62 | A | 74,213 | D | |
| Common StockF1 | Mar 20, 2018 | S | 15,566 | $52.6323 | D | 58,647 | D | |
| Common Stock | Mar 20, 2018 | M | 15,507 | $20.74 | A | 74,154 | D | |
| Common StockF2 | Mar 20, 2018 | S | 15,507 | $52.8766 | D | 58,647 | D | |
| Common Stock | Mar 20, 2018 | M | 12,061 | $19.97 | A | 70,708 | D | |
| Common StockF3 | Mar 20, 2018 | S | 12,061 | $52.8436 | D | 58,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F5 | $19.62 | Mar 20, 2018 | M | 15,566 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 15,566 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F5 | $20.74 | Mar 20, 2018 | M | 15,507 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 15,507 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F5 | $19.97 | Mar 20, 2018 | M | 12,061 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 12,061 | 0 | D |
Explanation of responses
- F1Average weighted price is $52.6323, with a range from $52.46 to $52.845
- F2Average weighted price is $52.8766, with a range from $52.71 to $53.025
- F3Average weighted price is $52.8436, with a range from $52.53 to $53.03
- F4Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F5The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.