SEC Form 4 · accession 0001127602-18-010986
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Adam Wallace
Officer — SVP
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | M | 16,855 | $20.74 | A | 56,067 | D | |
| Common StockF1 | Mar 8, 2018 | S | 16,855 | $52.606 | D | 39,212 | D | |
| Common Stock | Mar 8, 2018 | M | 17,948 | $19.97 | A | 57,160 | D | |
| Common StockF2 | Mar 8, 2018 | S | 17,948 | $52.6887 | D | 39,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $20.74 | Mar 8, 2018 | M | 16,855 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 16,855 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $19.97 | Mar 8, 2018 | M | 17,948 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 17,948 | 0 | D |
Explanation of responses
- F1Average weighted price is $52.6060, with a range from $52.43 to 52.89.
- F2Average weighted price is $52.6887, with a range from $52.46 to 52.945.
- F3Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.