SEC Form 4 · accession 0001127602-18-010980
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Soon Chai Gooi
Officer — SVP
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2018 | S | 28,830 | $52.3724 | D | 171,187 | D | |
| Common Stock | Mar 7, 2018 | M | 7,784 | $19.62 | A | 178,971 | D | |
| Common StockF2 | Mar 7, 2018 | S | 7,784 | $52.4196 | D | 171,187 | D | |
| Common Stock | Mar 7, 2018 | M | 15,169 | $20.74 | A | 186,356 | D | |
| Common StockF3 | Mar 7, 2018 | S | 15,169 | $52.2543 | D | 171,187 | D | |
| Common Stock | Mar 7, 2018 | M | 32,306 | $19.97 | A | 203,493 | D | |
| Common StockF4 | Mar 7, 2018 | S | 32,306 | $52.3942 | D | 171,187 | D | |
| Common Stock | Mar 7, 2018 | M | 36,080 | $29.83 | A | 207,267 | D | |
| Common StockF5 | Mar 7, 2018 | S | 36,080 | $52.4053 | D | 171,187 | D | |
| Common Stock | Mar 7, 2018 | M | 38,910 | $31.00 | A | 210,097 | D | |
| Common StockF6 | Mar 7, 2018 | S | 38,910 | $52.4217 | D | 171,187 | D | |
| Common Stock | Mar 7, 2018 | M | 23,594 | $16.42 | A | 194,781 | D | |
| Common StockF7 | Mar 7, 2018 | S | 23,594 | $52.3446 | D | 171,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F8,F9 | $19.62 | Mar 7, 2018 | M | 7,784 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 7,784 | 0 | D |
| Employee Stock Option (Right to Buy)F8,F9 | $20.74 | Mar 7, 2018 | M | 15,169 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 15,169 | 0 | D |
| Employee Stock Option (Right to Buy)F8,F9 | $19.97 | Mar 7, 2018 | M | 32,306 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 32,306 | 0 | D |
| Employee Stock Option (Right to Buy)F8,F9 | $29.83 | Mar 7, 2018 | M | 36,080 | D | Nov 20, 2014 | Nov 19, 2023 | Common Stock | 36,080 | 0 | D |
| Employee Stock Option (Right to Buy)F8,F9 | $31.00 | Mar 7, 2018 | M | 38,910 | D | Nov 18, 2015 | Nov 17, 2024 | Common Stock | 38,910 | 12,971 | D |
| Employee Stock Option (Right to Buy)F8,F9 | $16.42 | Mar 7, 2018 | M | 23,594 | D | Nov 18, 2010 | Nov 17, 2019 | Common Stock | 23,594 | 0 | D |
Explanation of responses
- F1Average weighted price is $52.3724, with a range from $51.90 to $52.78.
- F2Average weighted price is $52.4196, with a range from $52.17 to $52.76.
- F3Average weighted price is $52.2543, with a range from $51.88 to $52.76.
- F4Average weighted price is $52.3942, with a range from $51.90 to $52.78.
- F5Average weighted price is $52.4053, with a range from $51.92 to $52.76.
- F6Average weighted price is $52.4217, with a range from $51.90 to $52.77.
- F7Average weighted price is $52.3446, with a range from $51.87 to $52.78.
- F8Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F9The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.