SEC Form 4 · accession 0001127602-18-000603
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D. Williams
Officer — SVP and Secretary
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | M | 3,223 | $19.62 | A | 61,595 | D | |
| Common Stock | Dec 29, 2017 | S | 3,223 | $41.80 | D | 58,372 | D | |
| Common Stock | Dec 29, 2017 | M | 6,577 | $20.74 | A | 64,949 | D | |
| Common StockF1 | Dec 29, 2017 | S | 6,577 | $41.79 | D | 58,372 | D | |
| Common Stock | Dec 29, 2017 | S | 2,496 | $41.76 | D | 55,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $19.62 | Dec 29, 2017 | M | 3,223 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 3,223 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $20.74 | Dec 29, 2017 | M | 6,577 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 6,577 | 0 | D |
Explanation of responses
- F1Average weighted price is $41.7899, with a range from $41.77 to $41.80.
- F2Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F3The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.