SEC Form 4 · accession 0001127602-17-032879
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Dougherty
Officer — SVP and CFO
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | A | 13,214 | $0.00 | A | 98,891 | D | |
| Common Stock | Nov 16, 2017 | A | 6,259 | $0.00 | A | 99,204 | D | |
| Common Stock | Nov 16, 2017 | F | 150 | $43.90 | D | 99,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock underlying restricted stock units ("RSUs") granted on November 16, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in equal installments on each of the first four anniversaries of the grant date.
- F2On November 18, 2014, pursuant to the Keysight Technologies, Inc. Long-Term Performance Program, 6259 shares of common stock of the Keysight Technologies, Inc. were awarded to the reporting person. Under the Keysight Technologies, Inc. Deferred Compensation Plan, the reporting person has elected to defer 5946 of such shares of common stock.
- F3The reporting person surrendered 150 shares to Keysight to satisfy the tax liability on the release of the Long-Term Performance shares in accordance with Rule 16b-3.