SEC Form 4 · accession 0001127602-17-027043
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C. Skinner
Officer — VP and Controller
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2017 | M | 9,261 | $19.97 | A | 34,656 | D | |
| Common Stock | Sep 1, 2017 | S | 9,261 | $40.81 | D | 25,395 | D | |
| Common Stock | Sep 1, 2017 | M | 5,797 | $29.83 | A | 31,192 | D | |
| Common Stock | Sep 1, 2017 | S | 5,797 | $40.768 | D | 25,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $19.97 | Sep 1, 2017 | M | 9,261 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 9,261 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $29.83 | Sep 1, 2017 | M | 5,797 | D | Nov 20, 2014 | Nov 19, 2023 | Common Stock | 5,797 | 1,933 | D |
Explanation of responses
- F1Includes 328.147 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
- F2Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F3The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.