SEC Form 4 · accession 0001127602-17-022453
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Soon Chai Gooi
Officer — SVP
Period of report
Jun 28, 2017
Accepted (ET)
Jun 30, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 28, 2017 | M | 65,986 | $10.59 | A | 244,913 | D | |
| Common StockF2 | Jun 28, 2017 | S | 65,986 | $38.6972 | D | 178,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $10.59 | Jun 28, 2017 | M | 65,986 | D | Nov 18, 2009 | Nov 17, 2018 | Common Stock | 65,986 | 0 | D |
Explanation of responses
- F1Includes 565.761 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
- F2Average weighted price is $38.6972, with a range from $38.60 to $38.81.
- F3Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.