SEC Form 4 · accession 0001127602-17-022241
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Alexander
Officer — SVP
Period of report
Jun 23, 2017
Accepted (ET)
Jun 27, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2017 | M | 3,573 | $19.62 | A | 48,407 | D | |
| Common Stock | Jun 23, 2017 | S | 3,573 | $38.50 | D | 44,834 | D | |
| Common Stock | Jun 23, 2017 | M | 8,090 | $20.74 | A | 52,924 | D | |
| Common Stock | Jun 23, 2017 | S | 8,090 | $38.50 | D | 44,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $19.62 | Jun 23, 2017 | M | 3,573 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 3,573 | 0 | D |
| Employee Stock Option (Right to Buy)F1,F2 | $20.74 | Jun 23, 2017 | M | 8,090 | D | Nov 17, 2012 | Nov 17, 2021 | Common Stock | 8,090 | 0 | D |
Explanation of responses
- F1Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F2The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.