SEC Form 4 · accession 0001127602-17-021311
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ingrid A Estrada
Officer — SVP
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 9,871 | $20.88 | A | 61,140 | D | |
| Common Stock | Jun 9, 2017 | S | 9,871 | $37.272 | D | 51,269 | D | |
| Common Stock | Jun 9, 2017 | M | 8,259 | $16.42 | A | 59,528 | D | |
| Common StockF1 | Jun 9, 2017 | S | 8,259 | $37.247 | D | 51,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $20.88 | Jun 9, 2017 | M | 9,871 | D | Nov 29, 2008 | Nov 28, 2017 | Common Stock | 9,871 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $16.42 | Jun 9, 2017 | M | 8,259 | D | Nov 18, 2010 | Nov 17, 2019 | Common Stock | 8,259 | 0 | D |
Explanation of responses
- F1Average weighted price is $37.247, with a range from $37.24 to $37.248
- F2Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F3The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.