SEC Form 4 · accession 0001127602-17-020697
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gasparian
Officer — SVP
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2017 | M | 10,048 | $29.83 | A | 73,297 | D | |
| Common Stock | Jun 2, 2017 | S | 10,048 | $39.50 | D | 63,249 | D | |
| Common Stock | Jun 2, 2017 | M | 17,246 | $31.00 | A | 80,495 | D | |
| Common Stock | Jun 2, 2017 | S | 17,246 | $39.90 | D | 63,249 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $29.83 | Jun 2, 2017 | M | 10,048 | D | Nov 20, 2014 | Nov 19, 2023 | Common Stock | 10,048 | 3,352 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $31.00 | Jun 2, 2017 | M | 17,246 | D | Nov 18, 2015 | Nov 17, 2024 | Common Stock | 17,246 | 17,246 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan.
- F2Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F3The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.