SEC Form 4 · accession 0001127602-17-012352
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul N Clark
Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | A | 6,425 | $39.02 | A | 48,144 | D | |
| Common Stock | Mar 17, 2017 | A | 262 | $39.02 | A | 48,406 | D | |
| Common Stock | Mar 17, 2017 | A | 4,720 | $39.02 | A | 53,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has elected to defer the Board retainer, and such cash has been converted into shares of common stock. The shares vest quarterly, with 1/4th of the shares vesting on 3/17/17, and the remaining shares vesting on 6/17, 9/17, and 12/17 and are held in a deferral account pursuant to the Deferred Compensation Plan for Non-Employee Directors.
- F2The reporting person has elected to defer the committee retainer, and such cash has been converted into shares of common stock. The shares vested immediately and are held in a deferral account pursuant to the Deferred Compensation Plan for Non-Employee Directors.
- F3Common stock underlying restricted stock units ("RSUs") granted pursuant to the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. The reporting person has elected to defer these shares of common stock and such shares are held in a deferral account pursuant to the Defered Compensation Plan for Non-Employee Directors.