SEC Form 4 · accession 0001127602-16-054830
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gasparian
Officer — SVP
Period of report
Jun 2, 2016
Accepted (ET)
Jun 6, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2016 | M | 4,382 | $20.74 | A | 63,488 | D | |
| Common StockF2 | Jun 2, 2016 | S | 4,382 | $31.0006 | D | 59,106 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $20.74 | Jun 2, 2016 | M | 4,382 | D | Nov 17, 2012 | Nov 17, 2021 | Common Stock | 4,382 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan.
- F2Average weighted price is $31.0006, with a range from $31.00 to $31.02
- F3Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.