SEC Form 4 · accession 0001127602-16-053229
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gasparian
Officer — SVP
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2016 | M | 5,384 | $19.97 | A | 64,490 | D | |
| Common StockF2 | May 20, 2016 | S | 5,384 | $30.0923 | D | 59,106 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $19.97 | May 20, 2016 | M | 5,384 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 5,384 | 2,692 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan.
- F2Average weighted price is $30.0923, with a range from $30.03 to $30.139
- F3Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.