SEC Form 4 · accession 0001127602-16-036698
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Dougherty
Officer — SVP and CFO
Period of report
Jan 7, 2016
Accepted (ET)
Jan 11, 2016 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2016 | M | 11,307 | $17.80 | A | 91,911 | D | |
| Common StockF1 | Jan 7, 2016 | S | 11,307 | $26.7622 | D | 80,604 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $17.80 | Jan 7, 2016 | M | 11,307 | D | Jan 17, 2010 | Jan 16, 2016 | Common Stock | 11,307 | 0 | D |
Explanation of responses
- F1Average weighted price is $26.7622, with a range from $26.60 to 26.89.
- F2Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F3This option is fully vested and exercisable.