SEC Form 4 · accession 0001127602-15-026898
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Soon Chai Gooi
Officer — SVP
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2015 | M | 21,993 | $10.59 | A | 159,167 | D | |
| Common StockF2 | Sep 9, 2015 | S | 21,993 | $33.1228 | D | 137,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $10.59 | Sep 9, 2015 | M | 21,993 | D | Nov 18, 2012 | Nov 17, 2018 | Common Stock | 21,993 | 65,986 | D |
Explanation of responses
- F1Includes 685.902 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revene Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
- F2Average weighted price is $33.1228, with a range from $32.99 to $33.315.
- F3Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F4The option is fully vested and exercisable.