SEC Form 4 · accession 0001179110-18-012418
GMS Inc. · GMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Douglas Goforth
Officer — VP, CFO & Treasurer
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2018 | M | 25,000 | $12.31 | A | 116,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $12.31 | Oct 29, 2018 | M | 25,000 | D | Aug 18, 2016 | Aug 18, 2024 | Common Stock | 25,000 | 127,134 | D |