SEC Form 4 · accession 0001179110-18-009118
GMS Inc. · GMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Douglas Goforth
Officer — VP, CFO & Treasurer
Period of report
Jun 28, 2018
Accepted (ET)
Jun 29, 2018 · 8:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2018 | M | 35,000 | $12.31 | A | 76,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.31 | Jun 28, 2018 | M | 35,000 | D | Aug 18, 2015 | Aug 18, 2024 | Common Stock | 35,000 | 167,134 | D |