SEC Form 4 · accession 0001140361-17-036482
GMS Inc. · GMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Michael Callahan Jr.
Officer — President & CEO · Director
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 22, 2017 | S | 12,500 | $34.7332 | D | 241,450 | I | See footnote |
| Common Stock | holding | — | — | — | 528,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the 2009 G Michael Callahan Family Trust on September 8, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.37 to $35.00, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Mr. Callahan beneficially owns these shares indirectly through the 2009 G Michael Callahan Family Trust.