SEC Form 3 · accession 0001140361-16-067203
GMS Inc. · GMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Browning
Director
Period of report
May 25, 2016
Accepted (ET)
May 25, 2016 · 9:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 7,618 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.31 | holding | — | — | — | — | Sep 17, 2024 | Common Stock | 22,856 | — | D |
Explanation of responses
- F1These options are vested with respect to 3,809 underlying shares and will vest with respect to the remaining 19,047 underlying shares in ten equal installments on each quarterly anniversary of March 17, 2016, such that the options will be fully vested as of September 17, 2018.