SEC Form 4 · accession 0001140361-18-020821
Meridian Bancorp, Inc. · EBSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Romano
Officer — EVP
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2018 | P | 300 | $18.90 | A | 124,723 | I | By IRA |
| Common Stock | Apr 27, 2018 | P | 7,365 | $18.875 | A | 132,088 | I | By IRA |
| Common Stock | Apr 27, 2018 | P | 600 | $18.85 | A | 132,688 | I | By IRA |
| Common Stock | Apr 27, 2018 | P | 6,100 | $18.825 | A | 138,788 | I | By IRA |
| Common StockF1,F3,F5 | holding | — | — | — | 34,897 | D | ||
| Common Stock | holding | — | — | — | 5,282 | I | By Spouse's IRA | |
| Common StockF7 | holding | — | — | — | 3,855 | I | By 401(k) | |
| Common StockF7 | holding | — | — | — | 6,485 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF6 | $17.65 | holding | — | — | — | Jul 31, 2018 | Jul 31, 2027 | Common Stock | 15,032 | 15,032 | D |
| Stock OptionsF4 | $14.20 | holding | — | — | — | Nov 2, 2016 | Nov 2, 2025 | Common Stock | 30,062 | 30,062 | D |
| Stock OptionsF2 | $13.06 | holding | — | — | — | Mar 26, 2016 | Mar 26, 2025 | Common Stock | 3,000 | 3,000 | D |
| Stock Options | $7.4661 | holding | — | — | — | Apr 23, 2014 | Apr 23, 2023 | Common Stock | 2,448 | 2,448 | D |
| Stock Options | $5.6118 | holding | — | — | — | Jul 8, 2012 | Jul 8, 2021 | Common Stock | 24,484 | 24,484 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on March 26, 2016.
- F2Stock options vest at a rate of 20% per year commencing on March 26, 2016.
- F3Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 2, 2016.
- F4Stock options vest at a rate of 20% per year commencing on November 2, 2016.
- F5Includes shares of restricted stock which vest at a rate of 20% per year commencing on July 31, 2018.
- F6Stock options vest at a rate of 20% per year commencing on July 31, 2018.
- F7Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.