SEC Form 4 · accession 0001140361-17-008765
Meridian Bancorp, Inc. · EBSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Sartori
Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F5 | Feb 21, 2017 | S | 4,000 | $19.45 | D | 41,300 | D | |
| Common StockF1,F3,F5 | Feb 21, 2017 | S | 19 | $19.35 | D | 41,281 | D | |
| Common StockF1,F3,F5 | Feb 21, 2017 | S | 816 | $19.25 | D | 40,465 | D | |
| Common StockF1,F3,F5 | Feb 22, 2017 | S | 2,000 | $19.25 | D | 38,465 | D | |
| Common StockF1,F3,F5 | Feb 22, 2017 | S | 700 | $19.125 | D | 37,765 | D | |
| Common StockF1,F3,F5 | Feb 22, 2017 | S | 688 | $19.105 | D | 37,077 | D | |
| Common StockF1,F3,F5 | Feb 22, 2017 | S | 612 | $19.10 | D | 36,465 | D | |
| Common Stock | holding | — | — | — | 28,007 | I | By IRA | |
| Common Stock | holding | — | — | — | 6,700 | I | By Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $3.88 | holding | — | — | — | Oct 13, 2009 | Oct 13, 2018 | Common Stock | 18,500 | 18,500 | D |
| Stock OptionsF6 | $14.20 | holding | — | — | — | Nov 2, 2016 | Nov 2, 2025 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionsF4 | $13.06 | holding | — | — | — | Mar 26, 2016 | Mar 26, 2025 | Common Stock | 3,500 | 3,500 | D |
| Stock OptionsF2 | $7.4661 | holding | — | — | — | Apr 23, 2014 | Apr 23, 2023 | Common Stock | 6,121 | 6,121 | D |
| Stock Options | $3.6718 | holding | — | — | — | Oct 27, 2010 | Oct 27, 2019 | Common Stock | 24,484 | 24,484 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on April 23, 2014.
- F2Stock options vest at a rate of 20% per year commencing on April 23, 2014.
- F3Includes shares of restricted stock which vest at a rate of 20% per year commencing on March 26, 2016.
- F4Stock options vest at a rate of 20% per year commencing on March 26, 2016.
- F5Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 2, 2016.
- F6Stock options vest at a rate of 20% per year commencing on November 2, 2016.