SEC Form 5 · accession 0001140361-17-004347
Meridian Bancorp, Inc. · EBSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Romano
Officer — EVP
Period of report
Dec 31, 2016
Accepted (ET)
Feb 3, 2017 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F5 | May 26, 2016 | L | 55 | $16.33 | A | 28,745 | D | |
| Common Stock | May 26, 2016 | L | 35 | $17.10 | A | 5,235 | I | By Spouse's IRA |
| Common Stock | May 26, 2016 | L | 475 | $15.48 | A | 107,678 | I | By IRA |
| Common StockF1,F3,F5 | Jul 1, 2016 | L | 23 | $14.66 | A | 28,768 | D | |
| Common Stock | Jul 1, 2016 | L | 10 | $14.66 | A | 5,245 | I | By Spouse's IRA |
| Common Stock | Jul 1, 2016 | P | 164 | $14.66 | A | 107,842 | I | By IRA |
| Common StockF1,F3,F5 | Oct 3, 2016 | P | 27 | $15.64 | A | 28,795 | D | |
| Common Stock | Oct 3, 2016 | P | 10 | $15.64 | A | 5,255 | I | By Spouse's IRA |
| Common Stock | Oct 3, 2016 | P | 154 | $15.64 | A | 107,996 | I | By IRA |
| Common StockF7 | holding | — | — | — | 2,985 | I | By 401(k) | |
| Common StockF7 | holding | — | — | — | 4,359 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF6 | $14.20 | holding | — | — | — | Nov 2, 2016 | Nov 2, 2025 | Common Stock | 30,062 | 30,062 | D |
| Stock OptionsF4 | $13.06 | holding | — | — | — | Mar 26, 2016 | Mar 26, 2025 | Common Stock | 3,000 | 3,000 | D |
| Stock OptionsF2 | $7.4661 | holding | — | — | — | Apr 23, 2014 | Apr 23, 2023 | Common Stock | 2,448 | 2,448 | D |
| Stock Options | $5.6118 | holding | — | — | — | Jul 8, 2012 | Jul 8, 2021 | Common Stock | 24,484 | 24,484 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on April 23, 2014.
- F2Stock options vest at a rate of 20% per year commencing on April 23, 2014.
- F3Includes shares of restricted stock which vest at a rate of 20% per year commencing on March 26, 2016.
- F4Stock options vest at a rate of 20% per year commencing on March 26, 2016.
- F5Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 2, 2016.
- F6Stock options vest at a rate of 20% per year commencing on November 2, 2016.
- F7Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.