SEC Form 4 · accession 0001140361-15-040206
Meridian Bancorp, Inc. · EBSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Abbate
Officer — EVP, Treasurer and CFO
Period of report
Nov 9, 2015
Accepted (ET)
Nov 9, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F5 | Nov 9, 2015 | M | 15,000 | $3.79 | A | 48,138 | D | |
| Common StockF7 | holding | — | — | — | 6,465 | I | By ESOP | |
| Common StockF7 | holding | — | — | — | 31,482 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $3.79 | Nov 9, 2015 | M | 15,000 | D | Jan 26, 2011 | Jan 26, 2020 | Common Stock | 15,000 | 27,847 | D |
| Stock OptionsF6 | $14.20 | holding | — | — | — | Nov 2, 2016 | Nov 2, 2025 | Common Stock | 30,062 | 30,062 | D |
| Stock OptionsF4 | $13.06 | holding | — | — | — | Mar 26, 2016 | Mar 26, 2025 | Common Stock | 3,000 | 3,000 | D |
| Stock OptionsF2 | $7.4661 | holding | — | — | — | Apr 23, 2014 | Apr 23, 2023 | Common Stock | 2,448 | 2,448 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on April 23, 2014.
- F2Stock options vest at a rate of 20% per year commencing on April 23, 2014.
- F3Includes shares of restricted stock which vest at a rate of 20% per year commencing on March 26, 2016.
- F4Stock options vest at a rate of 20% per year commencing on March 26, 2016.
- F5Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 2, 2016.
- F6Stock options vest at a rate of 20% per year commencing on November 2, 2016.
- F7Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.