SEC Form 4 · accession 0001140361-15-039632
Meridian Bancorp, Inc. · EBSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Carroll
Officer — Chief Operating Officer
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7,F1,F2,F5 | Nov 2, 2015 | A | 12,000 | $0.00 | A | 17,672 | D | |
| Common StockF9 | holding | — | — | — | 2,327 | I | By ESOP | |
| Common StockF9 | holding | — | — | — | 1,916 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 14,896 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF8 | $14.20 | Nov 2, 2015 | A | 30,062 | A | Nov 2, 2016 | Nov 2, 2025 | Common Stock | 30,062 | 30,062 | D |
| Stock OptionsF6 | $13.06 | holding | — | — | — | Mar 26, 2016 | Mar 26, 2025 | Common Stock | 3,000 | 3,000 | D |
| Stock OptionsF3 | $5.3831 | holding | — | — | — | May 9, 2013 | May 9, 2022 | Common Stock | 6,121 | 6,121 | D |
| Stock OptionsF4 | $7.4661 | holding | — | — | — | Apr 23, 2014 | Apr 23, 2023 | Common Stock | 1,224 | 1,224 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 9, 2012.
- F2Includes shares of restricted stock which vest at a rate of 20% per year commencing on April 23, 2014.
- F3Stock options vest at a rate of 20% per year commencing on May 9, 2012.
- F4Stock options vest at a rate of 20% per year commencing on April 23, 2014.
- F5Includes shares of restricted stock which vest at a rate of 20% per year commencing on March 26, 2016.
- F6Stock options vest at a rate of 20% per year commencing on March 26, 2016.
- F7Shares of restricted stock vest at a rate of 20% per year commencing on November 2, 2016.
- F8Stock options vest at a rate of 20% per year commencing on November 2, 2016.
- F9Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.