SEC Form 5 · accession 0001144204-18-004819
MW Bancorp, Inc. · MWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Niesen
Officer — President & CEO · Director
Period of report
Jun 30, 2017
Accepted (ET)
Jan 31, 2018 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | P | 1,000 | $15.00 | A | 15,000 | I | By IRA |
| Common Stock | Oct 27, 2016 | P | 1,100 | $15.76 | A | 16,100 | I | By IRA |
| Common Stock | Dec 8, 2016 | P | 1,000 | $16.00 | A | 17,100 | I | By IRA |
| Common StockF1 | holding | — | — | — | 2,319 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F5 | $14.88 | May 17, 2016 | A | 12,000 | A | — | May 17, 2026 | Common Stock | 12,000 | 12,000 | D |
| Employee stock option (right to buy)F6 | $17.24 | Jan 26, 2017 | A | 6,930 | A | — | Jan 26, 2027 | Common Stock | 6,930 | 6,930 | D |
Explanation of responses
- F1The reporting person failed to report on a Form 4 filed on 5/19/2016 1,049 shares held in the reporting person's ESOP account and on a Form 4 filed 1/30/2017 a total of 2,319 shares held in his ESOP account.
- F2This transaction is being reported to correct the transaction code included in the Form 4 filed on 5/19/2016.
- F3This transaction is being reported to correct the transaction code included in the reporting person's Form 4 filed on 1/30/2017.
- F4This transaction is being reported to correct the transaction code included in the reporting person's Form 4 filed on 12/12/2016.
- F5This transaction is being reported to correct the expiration date reported on the Form 4 filed on 5/19/2016. The options vest in seven equal installments beginning on 5/17/2017.
- F6This transaction is being reported to correct the expiration date and the number of derivative securities beneficially owned reported on the Form 4 filed on 1/30/2017. The options vest in seven equal installments beginning on 1/26/2018.