SEC Form 4 · accession 0001567619-18-003148
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan T. Fieldman
Officer — See remarks
Period of report
Sep 24, 2018
Accepted (ET)
Sep 26, 2018 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF3 | Sep 24, 2018 | S | 2,317 | $13.49 | D | 70,768 | D | |
| Common Stock, $0.01 par valueF4,F3 | Sep 25, 2018 | S | 4,345 | $13.0782 | D | 66,423 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") of the Issuer.
- F2Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- F3Includes 13,323 Restricted Stock Units.
- F4The transaction was executed in multiple trades in prices ranging from $12.83 to $13.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request full information regarding the number of shares sold at each respective price within the range set forth in his footnote.
Remarks
Senior Vice President, Operations