SEC Form 4 · accession 0001567619-18-001206
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tarang Amin
Officer — Chief Executive Officer · Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F6,F5 | Aug 13, 2018 | P | 45,000 | $10.6538 | A | 2,517,114 | I | By Family Trust |
| Common Stock, $0.01 par valueF2,F5 | Aug 14, 2018 | P | 2,000 | $11.0675 | A | 2,519,114 | I | By Family Trust |
| Common Stock, $0.01 par valueF3,F5 | Aug 13, 2018 | P | 9,300 | $10.7765 | A | 632,507 | I | By Family Trust |
| Common Stock, $0.01 par valueF4,F5 | Aug 14, 2018 | P | 9,300 | $11.1788 | A | 632,507 | I | By Family Trust |
| Common Stock, $0.01 par valueF6,F7 | holding | — | — | — | 1,642,455 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $10.16 to $10.80, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
- F2This transaction was executed in multiple trades ranging from $10.95 to $11.15, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
- F3This transaction was executed in multiple trades ranging from $10.61 to $10.80, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
- F4This transaction was executed in multiple trades ranging from $10.96 to $11.30, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
- F5Represents shares of the Issuer's Common Stock held directly by certain family trusts over which the Reporting Person and his spouse each have sole investment and voting power.
- F6Reflects the transfer of 103,291 shares previously held directly by the reporting person into a family trust.
- F7Includes 272,370 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.