SEC Form 4 · accession 0001140361-18-031803
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Bailey
Officer — President and CFO
Period of report
Jul 5, 2018
Accepted (ET)
Jul 6, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF2,F3 | Jul 5, 2018 | S | 43,300 | $16.2648 | D | 191,050 | I | By the Bailey Family Trust dated April 3, 2015 |
| Common Stock, $0.01 par valueF3,F4 | holding | — | — | — | 360,493 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person's family trust.
- F2This transaction was executed in multiple trades in prices ranging from $15.99 to $16.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F3Reflects the transfer of 46,955 shares of common stock previously held directly by the Reporting Person into the Reporting Person's trust.
- F4Includes 49,963 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.