SEC Form 4 · accession 0001140361-18-012884
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Bailey
Officer — President and CFO
Period of report
Mar 1, 2018
Accepted (ET)
Mar 9, 2018 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Mar 1, 2018 | A | 219,630 | $0.00 | A | 407,448 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 187,395 | I | By the Bailey Family Trust dated April 3, 2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $18.43 | Mar 1, 2018 | A | 194,500 | A | — | Mar 1, 2028 | Common Stock | 194,500 | 194,500 | D |
Explanation of responses
- F1Includes 66,618 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.
- F2Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of March 1, 2018, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.