SEC Form 4 · accession 0001140361-17-026022
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan T. Fieldman
Officer — Senior Vice President, · Other
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF2 | Jun 21, 2017 | M | 12,640 | $8.22 | A | 61,287 | D | |
| Common Stock, $0.01 par valueF3,F2 | Jun 21, 2017 | S | 12,340 | $26.5032 | D | 48,947 | D | |
| Common Stock, $0.01 par valueF4,F2 | Jun 21, 2017 | S | 300 | $27.0667 | D | 48,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5,F6 | $8.22 | Jun 21, 2017 | M | 12,640 | D | — | Aug 9, 2026 | Common Stock, $0.01 par value | 12,640 | 95,000 | D |
Explanation of responses
- F1Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 18, 2017.
- F2Includes 26,647 Restricted Stock Units.
- F3This transaction was executed in multiple trades in prices ranging from $26.03 to $27.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4This transaction was executed in multiple trades in prices ranging from $27.04 to $27.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F5Exercise price was previously incorrectly reported as $8.23 per share.
- F6The option was previously granted with vesting dependent upon the achievement of performance milestones; such milestones were subsequently met, and the option is now fully vested and immediately exercisable.