SEC Form 4 · accession 0001140361-17-008012
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Baruch Jr.
Officer — See Remarks
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 14, 2017 | A | 48,400 | $0.00 | A | 75,047 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.84 | Feb 14, 2017 | A | 38,700 | A | — | Feb 14, 2027 | Common Stock | 38,700 | 38,700 | D |
Explanation of responses
- F1Includes 26,647 Restricted Stock Units.
- F2The option shall vest and become exercisable in three equal tranches on the the thirtieth consecutive trading day that the per share closing trading price of the Issuer's common stock equals or exceeds certain successively higher share price targets, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through the applicable vesting date.
Remarks
Senior Vice President and Chief Commercial Officer