SEC Form 5 · accession 0001140361-17-006342
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A. Shamah
Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF2 | Dec 2, 2016 | G | 300,000 | $0.00 | D | 6,522,098 | I | By J.A. Cosmetics Corp. |
| Common Stock, $0.01 par valueF2 | Dec 20, 2016 | G | 100,000 | $0.00 | D | 6,422,098 | I | By J.A. Cosmetics Corp. |
| Common Stock, $0.01 par value | holding | — | — | — | 86,112 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported as disposed of herein were transferred as gifts to certain charitable organizations and remain subject to the terms of a lock-up agreement between the reporting person and the underwriters in connection with the Company's initial public offering on September 27, 2016.
- F2Represents shares of the Issuer's Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein.