SEC Form 4 · accession 0001140361-16-080853
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Milsten
Officer — See remarks
Period of report
Sep 27, 2016
Accepted (ET)
Sep 27, 2016 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Sep 27, 2016 | C | 179,267 | — | A | 179,399 | I | By Milsten/Conner Trust dated October 17, 2008 |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 301,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Preferred Stock, $0.01 par valueF1,F3,F4 | — | Sep 27, 2016 | C | 650 | D | — | — | Common Stock | 179,267 | 0 | I |
Explanation of responses
- F1The shares of the Issuer's Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:276 basis immediately prior to the consummation of the Issuer's initial public offering.
- F2Includes 33,310 Restricted Stock Units.
- F3The securities are immediately convertible.
- F4The expiration date is not relevant to the conversion of these securities.
Remarks
Senior Vice President, General Counsel, Corporate Secretary & Chief People Officer