SEC Form 4 · accession 0001140361-16-080851
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J.A. Cosmetics Corp.
10% Owner
Period of report
Sep 27, 2016
Accepted (ET)
Sep 27, 2016 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Sep 27, 2016 | C | 8,273,873 | — | A | 8,279,999 | D | |
| Common Stock, $0.01 par value | Sep 27, 2016 | S | 1,457,901 | $15.81 | D | 6,822,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Preferred Stock, $0.01 par valueF1,F3,F4 | — | Sep 27, 2016 | C | 29,978 | D | — | — | Common Stock | 8,273,873 | 0 | D |
Explanation of responses
- F1The shares of the Issuer's Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:276 basis immediately prior to the consummation of the Issuer's initial public offering.
- F2The shares were sold directly to the underwriters of the Issuer's initial public offering upon the closing of the aforementioned transaction.
- F3The securities are immediately convertible.
- F4The expiration date is not relevant to the conversion of these securities.